All Engagements
11
Regulatory & Licensing Singapore · Financial Services
Financial Adviser and IFA Licensing
LicensingMASFinancial AdviserCompliance
MarketSingapore
SectorFinancial Services
Context
A financial services group required MAS licences for its financial adviser and independent financial adviser businesses, followed by ongoing compliance support.
Alpha's Role
Managed the licence applications through to approval and provided outsourced compliance services after licensing.
Engagement details are summarised at a level that preserves client confidentiality. Specific outcomes are described only where they can be stated factually.
Let's Talk
Navigating a Complex Insurance, Risk or Regulatory Challenge?
Whether you are strengthening your risk framework, entering a new market, preparing for regulatory review or building a new insurance proposition, our team would be pleased to discuss how we can support you.